Reports

Mitchell & Associates Conveyancing

AML Compliant
SM

Compliance Reports

Monthly AML/CTF compliance summaries and AUSTRAC obligation tracking

KYC Checks (YTD)

75

66 verified (88%)

Avg Compliance Score

91%

+6% since Jan 2026

AUSTRAC Reports (YTD)

2

1 SMR · 1 TTR

Live Audit Entries

7

Session active

Recent Compliance Events

Suspicious Matter Report prepared for Wei Chen — PEP transaction

Wei Chen · M-2026-0038

04 Apr

KYC flagged: Wei Chen — PEP match identified (foreign political exposure)

Wei Chen · M-2026-0038

04 Apr

Enhanced Due Diligence initiated for Wei Chen (PEP match)

Wei Chen · M-2026-0038

04 Apr

Monthly Reports — 2026

March 2026 Compliance Report

1 Mar 2026 – 31 Mar 2026 · Generated 2 Apr 2026

Final

Matters

14

11 closed

KYC Invited

31

Verified

27

87% rate

Flagged

3

AUSTRAC Reports

1

1 SMR · 0 TTR

Compliance Score

94%

February 2026 Compliance Report

1 Feb 2026 – 28 Feb 2026 · Generated 2 Mar 2026

Final

Matters

12

9 closed

KYC Invited

26

Verified

23

88% rate

Flagged

2

AUSTRAC Reports

1

0 SMR · 1 TTR

Compliance Score

91%

January 2026 Compliance Report

1 Jan 2026 – 31 Jan 2026 · Generated 2 Feb 2026

Final

Matters

8

6 closed

KYC Invited

18

Verified

16

89% rate

Flagged

1

AUSTRAC Reports

0

0 SMR · 0 TTR

Compliance Score

88%

Reports are generated monthly and retained for 7 years as required by the AML/CTF Act 2006 (Cth) s.116. AUSTRAC guidance ↗