Audit Log
Complete record of all compliance actions — 7 entries
Total Actions
7
Critical Events
1
Warnings
2
Info Events
4
7 of 7 entries
| Time | Action | Description | Subject | Matter | User | Severity |
|---|---|---|---|---|---|---|
04 Apr 2026, 09:15 am | Matter Created | Matter created: Thornton Purchase — 14 Banksia Cres, Pymble NSW 2073 | Thornton Purchase | M-2026-0041 | Sarah Mitchell | info |
04 Apr 2026, 09:18 am | KYC Invited | KYC invitation sent to James Thornton via email and SMS method: Email + SMS · id_type: Driver Licence | James Thornton | M-2026-0041 | Sarah Mitchell | info |
04 Apr 2026, 09:45 am | KYC Verified | KYC verified: James Thornton — no AML/CTF matches found score: 94 · id_type: Driver Licence | James Thornton | M-2026-0041 | Sarah Mitchell | info |
04 Apr 2026, 10:02 am | KYB Invited | KYB invitation sent to Chen Holdings Pty Ltd via email method: Email · entity_type: Company | Chen Holdings Pty Ltd | M-2026-0038 | Sarah Mitchell | info |
04 Apr 2026, 10:30 am | KYC Flagged | KYC flagged: Wei Chen — PEP match identified (foreign political exposure) flag: PEP — Foreign political exposure · score: 62 | Wei Chen | M-2026-0038 | Sarah Mitchell | warning |
04 Apr 2026, 10:35 am | EDD Initiated | Enhanced Due Diligence initiated for Wei Chen (PEP match) trigger: PEP — Foreign political exposure | Wei Chen | M-2026-0038 | Sarah Mitchell | warning |
04 Apr 2026, 11:00 am | SMR Prepared | Suspicious Matter Report prepared for Wei Chen — PEP transaction report_ref: SMR-2026-001 | Wei Chen | M-2026-0038 | Sarah Mitchell | critical |
Audit log is retained for the duration of this session. In production, all entries are stored for 7 years as required by the AML/CTF Act 2006 (Cth) s.116.